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Living Textbook of
Pragmatic Clinical Trials

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Rethinking Clinical Trials

A Living Textbook of Pragmatic Clinical Trials

  • Design
    • What is a Pragmatic Clinical Trial?
    • Decentralized Pragmatic Clinical Trials
    • Developing a Compelling Grant Application
    • Experimental Designs and Randomization Schemes
    • Endpoints and Outcomes
    • Analysis Plan
    • Using Electronic Health Record Data
    • Building Partnerships and Teams to Ensure a Successful Trial
    • Intervention Delivery and Complexity
    • Patient Engagement
  • Data, Tools & Conduct
    • Assessing Feasibility
    • Acquiring Real-World Data
    • Assessing Fitness-for-Use of Real-World Data
    • Study Startup
    • Participant Recruitment
    • Monitoring Intervention Fidelity and Adaptations
    • Patient-Reported Outcomes
    • Clinical Decision Support
    • Mobile Health
    • Electronic Health Records–Based Phenotyping
    • Navigating the Unknown
  • Dissemination & Implementation
    • Data Sharing and Embedded Research
    • Dissemination Approaches for Different Audiences
    • Implementation
    • End-of-Trial Decision-Making
  • Ethics & Regulatory
    • Privacy Considerations
    • Identifying Those Engaged in Research
    • Collateral Findings
    • Consent, Disclosure, and Non-Disclosure
    • Data and Safety Monitoring
    • Ethical Considerations of Data Sharing in Pragmatic Clinical Trials
    • Ethics for AI and ML
    • IRB Responsibilities and Procedures

Equity and Inclusion

CHAPTER SECTIONS

Patient Engagement


Section 8

Equity and Inclusion

Expand Contributors

Steven Z. George, PT, PhD

Contributing Editor

Hannah Webster, MPH

Gina Uhlenbrauck

Karen Staman, MS

Patient engagement is an opportunity to promote diversity and inclusion in PCTs and, more broadly, contribute to achieving health equity. In the Healthy People 2030 framework, the US Department of Health and Human Services describes health equity as “the attainment of the highest level of health for all people. Achieving health equity requires valuing everyone equally with focused and ongoing societal efforts to address avoidable inequalities, historical and contemporary injustices, and the elimination of health and health care disparities” (US Department of Health and Human Services 2020).

Patient engagement is central to addressing health inequities and planning for diverse representation in PCTs. The medical history and experiences of potential patient partners should be considered in how they promote patient representation. Especially important is the engagement of individuals from groups that are historically underrepresented in research, such as racial and ethnic minoritized groups. Patient partners have insights on community perspectives and experiences that can be helpful in developing strategies to promote trust among these communities. While recruiting truly representative patient partners can be a challenge, researchers can use existing resources to promote a diverse and representative partner group. For example, the head of the patient resource center at the researcher’s institution may be able to identify patients who are already serving on similar committees or engaging in other research activities. These individuals may be more likely to engage in other research and represent diverse viewpoints (Ellis et al 2017).

Research teams should be educated on the history of exploitation of minoritized communities in research that has led to widespread mistrust. This mistrust can be a barrier to engaging patient partners from minoritized communities. “Research teams must intentionally, actively, and continuously work to create inclusive environments by developing norms and practices that support stakeholders’ full and authentic engagement” (PCORI 2021).

A long-standing history of exploitation by the research community is also a significant barrier to research participation. For example, mistrust of academic and research institutions and investigators was found to be the most significant attitudinal barrier to research participation reported by African Americans (Scharff et al 2010). Researchers found that long-term partnership and improving access to quality care were the most effective strategies to improve research participation. Specific activities included the creation of community advisory boards, delivering culturally targeted education programs, and partnering with community-based organizations (Scharff et al 2010).

Understanding the context and implications of historic mistrust is a key concept in the Community-based Participatory Research (CBPR) Conceptual Model (Belone et al 2014). More information on how to promote diversity and health equity through engagement can be found in the "Planning for Diversity and Engaging Diverse Participants" chapter.

Previous Section Next Section

SECTIONS

CHAPTER SECTIONS

sections

  1. Introduction
  2. Key Principles of Patient Engagement
  3. Patient Engagement Throughout a PCT
  4. Value of Patient Engagement to PCTs
  5. Ethical Considerations for Patient Engagement
  6. Potential Challenges
  7. Case Study: Patient Engagement in the OPTIMUM Trial
  8. Equity and Inclusion
  9. Additional Resources

Resources

Including Diverse Participants in Pragmatic Clinical Trials

Discussion on the importance of including diverse participants in PCTs

UNC Center for Health Equity Research

Center with resources and tools focused on health equity

Advancing Health Equity: A Guide to Language, Narrative and Concepts

Provides guidance to promote equity-focused, person-first language and why it matters in clinical practice and research

NIH Pragmatic Trials Collaboratory Community Health Improvement Core

Develops guidance for how to integrate a health equity lens in PCTs

REFERENCES

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Belone L, Lucero JE, Duran B, et al. 2014. Community-based participatory research conceptual model: community partner consultation and face validity. Qual Health Res. 26(1):117-135. doi:10.1177/1049732314557084. PMID: 25361792.

Ellis LE, Kass NE. 2017. Patient engagement in patient-centered outcomes research: challenges, facilitators and actions to strengthen the field. J Comp Eff Res. 6(4):363-373. doi:10.2217/cer-2016-0075. PMID: 28621558.

PCORI. 2021. Equity and Inclusion Guiding Engagement Principles. PCORI (Patient-Centered Outcomes Research Institute) website. https://www.pcori.org/sites/default/files/Equity-and-Inclusion-Guiding-Engagement-Principles.pdf. Accessed January 22, 2024.

Scharff DP, Mathews KJ, Jackson P, Hoffsuemmer J, Martin E, Edwards D. 2010. More than Tuskegee: understanding mistrust about research participation. J Health Care Poor Underserved. 21(3):879-897. doi:10.1353/hpu.0.0323. PMID: 20693733.

U.S Department of Health and Human Services. 2020. Healthy People 2030 website. https://health.gov/healthypeople/priority-areas/health-equity-healthy-people-2030. Accessed January 22, 2024.

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Version History

Published February 12, 2024

current section :

Equity and Inclusion

  1. Introduction
  2. Key Principles of Patient Engagement
  3. Patient Engagement Throughout a PCT
  4. Value of Patient Engagement to PCTs
  5. Ethical Considerations for Patient Engagement
  6. Potential Challenges
  7. Case Study: Patient Engagement in the OPTIMUM Trial
  8. Equity and Inclusion
  9. Additional Resources

Citation:

George SZ. Patient Engagement: Equity and Inclusion. In: Rethinking Clinical Trials: A Living Textbook of Pragmatic Clinical Trials. Bethesda, MD: NIH Pragmatic Trials Collaboratory. Available at: https://rethinkingclinicaltrials.org/chapters/design/patient-engagement/equity-and-inclusion/. Updated June 17, 2025. DOI: 10.28929/247.

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