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NIH Collaboratory
Living Textbook of
Pragmatic Clinical Trials

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Rethinking Clinical Trials

A Living Textbook of Pragmatic Clinical Trials

  • Design
    • What is a Pragmatic Clinical Trial?
    • Decentralized Pragmatic Clinical Trials
    • Developing a Compelling Grant Application
    • Experimental Designs and Randomization Schemes
    • Endpoints and Outcomes
    • Analysis Plan
    • Using Electronic Health Record Data
    • Building Partnerships and Teams to Ensure a Successful Trial
    • Intervention Delivery and Complexity
    • Patient Engagement
  • Data, Tools & Conduct
    • Assessing Feasibility
    • Acquiring Real-World Data
    • Assessing Fitness-for-Use of Real-World Data
    • Study Startup
    • Participant Recruitment
    • Monitoring Intervention Fidelity and Adaptations
    • Patient-Reported Outcomes
    • Clinical Decision Support
    • Mobile Health
    • Electronic Health Records–Based Phenotyping
    • Navigating the Unknown
  • Dissemination & Implementation
    • Data Sharing and Embedded Research
    • Dissemination Approaches for Different Audiences
    • Implementation
    • End-of-Trial Decision-Making
  • Ethics & Regulatory
    • Privacy Considerations
    • Identifying Those Engaged in Research
    • Collateral Findings
    • Consent, Disclosure, and Non-Disclosure
    • Data and Safety Monitoring
    • Ethical Considerations of Data Sharing in Pragmatic Clinical Trials
    • Ethics for AI and ML
    • IRB Responsibilities and Procedures

Introduction

CHAPTER SECTIONS

Identifying Those Engaged in Research


Section 1

Introduction

Expand Contributors

Pearl O’Rourke, MD
Benjamin S. Wilfond, MD

Contributing Editor

Karen Staman, MS

Clinical research typically involves two distinct roles: researchers and research participants. Pragmatic trials conducted in the setting of routine clinical care can be more complex and can involve those with other roles. For example, some clinicians, while not considered researchers, may provide clinical services inherent to the research. In addition, some people, although not considered research participants, may be affected by the conduct of the research (eg, family members, clinical staff).

In pragmatic clinical trials, clinicians can be involved in the research process as researchers, service providers, research participants, or those affected by the research. Patients can be research participants or be affected by the research. Different regulations and oversight mechanisms apply to these roles.

In this chapter, we differentiate between researchers, service providers, research participants, and those affected by the research. Appropriate mechanisms of oversight for each are described.

Next Section

SECTIONS

CHAPTER SECTIONS

sections

  1. Introduction
  2. Human Subjects/Research Participants and Others Affected by the Research
  3. Identifying Those Involved in the Process of the Research
  4. Clinicians’ Duty to Participate in Pragmatic Research
  5. Case Studies From PRISM NIH Collaboratory Trials

Resources

Differentiating Between RCTs, PCTs, and Quality Improvement Activities

As discussed in this section of the Living Textbook, quality improvement activities, pragmatic clinical trials, and explanatory randomized controlled trials may involve different mechanisms for oversight and consent (Faden et al 2013; Finkelstein et al 2015).

REFERENCES

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Califf RM, Sugarman J. 2015. Exploring the ethical and regulatory issues in pragmatic clinical trials. Clin Trials. 12:436-441. doi:10.1177/1740774515598334.

Faden RR, Kass NE, Goodman SN, Pronovost P, Tunis S, Beauchamp TL. 2013. An ethics framework for a learning health care system: a departure from traditional research ethics and clinical ethics. Hastings Cent Rep. Spec No:S16-27. doi:10.1002/hast.134.

Finkelstein JA, Brickman AL, Capron A, et al. 2015. Oversight on the borderline: Quality improvement and pragmatic research. Clin Trials. 12:457-466. doi:10.1177/1740774515597682.

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Melnick ER, Jeffery MM, Dziura JD, et al. 2019. User-centred clinical decision support to implement emergency department-initiated buprenorphine for opioid use disorder: protocol for the pragmatic group randomised EMBED trial. BMJ Open. 9:e028488. doi:10.1136/bmjopen-2018-028488.

Office for Human Research Protections (OHRP). 2010. Engagement of Institutions in Human Subjects Research (2008). https://www.hhs.gov/ohrp/regulations-and-policy/guidance/guidance-on-engagement-of-institutions/index.html. Accessed August 17, 2022


Version History

July 7, 2023: Made nonsubstantive changes to the Resources sidebar (changes made by D. Seils).

Published September 21, 2022

current section :

Introduction

  1. Introduction
  2. Human Subjects/Research Participants and Others Affected by the Research
  3. Identifying Those Involved in the Process of the Research
  4. Clinicians’ Duty to Participate in Pragmatic Research
  5. Case Studies From PRISM NIH Collaboratory Trials

Citation:

O’Rourke P, Wilfond BS. Identifying Those Engaged in Research: Introduction. In: Rethinking Clinical Trials: A Living Textbook of Pragmatic Clinical Trials. Bethesda, MD: NIH Pragmatic Trials Collaboratory. Available at: https://rethinkingclinicaltrials.org/chapters/ethics-and-regulatory/identifying-those-engaged-in-research/introduction/. Updated December 3, 2025. DOI: 10.28929/166.

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