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NIH Collaboratory
Living Textbook of
Pragmatic Clinical Trials

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Rethinking Clinical Trials

A Living Textbook of Pragmatic Clinical Trials

  • Design
    • What is a Pragmatic Clinical Trial?
    • Decentralized Pragmatic Clinical Trials
    • Developing a Compelling Grant Application
    • Experimental Designs and Randomization Schemes
    • Endpoints and Outcomes
    • Analysis Plan
    • Using Electronic Health Record Data
    • Building Partnerships and Teams to Ensure a Successful Trial
    • Intervention Delivery and Complexity
    • Patient Engagement
  • Data, Tools & Conduct
    • Assessing Feasibility
    • Acquiring Real-World Data
    • Assessing Fitness-for-Use of Real-World Data
    • Study Startup
    • Participant Recruitment
    • Monitoring Intervention Fidelity and Adaptations
    • Patient-Reported Outcomes
    • Clinical Decision Support
    • Mobile Health
    • Electronic Health Records–Based Phenotyping
    • Navigating the Unknown
  • Dissemination & Implementation
    • Data Sharing and Embedded Research
    • Dissemination Approaches for Different Audiences
    • Implementation
    • End-of-Trial Decision-Making
  • Ethics & Regulatory
    • Privacy Considerations
    • Identifying Those Engaged in Research
    • Collateral Findings
    • Consent, Disclosure, and Non-Disclosure
    • Data and Safety Monitoring
    • Ethical Considerations of Data Sharing in Pragmatic Clinical Trials
    • Ethics for AI and ML
    • IRB Responsibilities and Procedures

Additional Resources

CHAPTER SECTIONS

Using Electronic Health Record Data in Pragmatic Clinical Trials


Section 10

Additional Resources

Expand Contributors
Rachel Richesson, MS, PhD, MPH
Richard Platt, MD, MSc
Gregory Simon, MD, MPH
Lesley Curtis, PhD
Reesa Laws, BS
Adrian Hernandez, MD, MSH
Jon Puro, MPA-HA
Doug Zatzick, MD
Erik van Eaton, MD, FACS
Vincent Mor, PhDKeith A Marsolo, PhD

Contributing Editor
Karen Staman, MS

Resource Description

Real-World Data: Assessing Electronic Health Records and Medical Claims Data To Support Regulatory Decision-Making for Drug and Biological Products

This guidance is part of the FDA’s Real-World Evidence (RWE) program and applies to clinical studies that use real-world data (RWD) sources, such as information from routine clinical practice, to derive RWE. The purpose is to provide sponsors, researchers, and other interested stakeholders with 30 considerations when proposing to use EHRs or medical claims data in clinical studies to support a regulatory decision on effectiveness or safety.
The Observational Health Data Sciences and Informatics (or OHDSI, pronounced "Odyssey") program OHDSI is a multi-stakeholder, interdisciplinary collaborative designed to bring out the value of health data through large-scale analytics. This network is experienced in the use of clinical data for research and brings in-depth understanding of clinical and administrative data from many different organizations with rigorous observational research methods. They are developing and sharing tools for assessing data quality, transforming data to reference data standards, and for visualization and analysis of data distributed across many organizations. Findings and recommendations from a recent workshop describe the significant challenges and recommendations to enable the use of data from electronic health records and other non-traditional data sources to inform the development and evaluation of medications.

User’s Guide to Computable Phenotypes
This document provides a practical framework that will help physicians, clinical researchers and informaticians evaluate published phenotype algorithms for re-use in
various purposes. The framework is divided into three phases, aligned with expected user roles: overall assessment, clinical validation, and technical review.
Key Issues in
Extracting Usable Data from Electronic Health Records for Pragmatic Clinical Trials
A working document from the NIH Collaboratory Biostatistics/Study Design
Core.
Principles and Practice of Clinical Research This book provides input from experts at the NIH on the principles and practice of clinical research.
ADAPTABLE Tools for using patient-reported outcomes
ADAPTABLE Supplement Report: Patient-Reported Health Data and Metadata Standards in the ADAPTABLE Study Summary of patient-reported health data and metadata standards for the ADAPTABLE (Aspirin Dosing: A Patient-centric Trial Assessing Benefits and Long-Term Effectiveness) trial
LOINC ADAPTABLE patient-reported outcome set LOINC (Logical Observation Identifiers Names and Codes) provides re-usable standards clinical information in electronic reports.
Reference material for the patient-reported item set from ADAPTABLE in LOINC version 2.64 A GitHub repository for reference materials and slides that were used in the development of the ADAPTABLE item set
News
June 7, 2018 NIH Releases First Strategic Plan for Data Science
Grand Rounds
June 29, 2018 Policy & Priorities: Rethinking University Research with State Data (Aaron McKethan, PhD)
April 18, 2018 OHDSI: Drawing Reproducible Conclusions from Observational Clinical Data (George Hripcsak, MD, MS)
April 27, 2018 Expanding Use of Real-World Evidence: A National Academies Workshop Series (Greg Simon, MD)
March 23, 2018 Data Science in the Era of Data Ubiquity (Robert Califf, MD)
December 1, 2017 Providing a Shared Repository of Detailed Clinical Models for All of Health and Healthcare (Stanley Huff, MD)
October 20, 2017 Automated Public Health Surveillance Using Electronic Health Record Data (Michael Klompas, MD)
Podcasts
July 3, 2018 Policy & Priorities: Rethinking University Research with State Data (Aaron McKethan, PhD)
April 9, 2018 Data Science in the Era of Data Ubiquity (Robert Califf, MD)

 

SECTIONS

CHAPTER SECTIONS

sections

  1. Introduction
  2. Interoperability
  3. Data as a Surrogate for Clinical Phenomena
  4. Developing and Refining the Research Questions
  5. Specific Uses for EHR Data in PCTs
  6. Estimating and Identifying the Study Population and Assessing Baseline Prognostic Characteristics
  7. Implementing and Monitoring the Delivery of an Intervention
  8. Assessing Outcomes
  9. The Research Question Drives the Data Requirements
  10. Additional Resources


Version History

October 7, 2025: Updated text as part of annual review (changes made by K. Staman).

August 26, 2022: Added resources as part of annual update (changes made by K. Staman).

July 3, 2020: Minor corrections to layout and formatting (changes made by D. Seils).

November 30, 2018: Added resources as part of annual update (changes made by K. Staman).

Published August 25, 2017

current section :

Additional Resources

  1. Introduction
  2. Interoperability
  3. Data as a Surrogate for Clinical Phenomena
  4. Developing and Refining the Research Questions
  5. Specific Uses for EHR Data in PCTs
  6. Estimating and Identifying the Study Population and Assessing Baseline Prognostic Characteristics
  7. Implementing and Monitoring the Delivery of an Intervention
  8. Assessing Outcomes
  9. The Research Question Drives the Data Requirements
  10. Additional Resources

Citation:

Richesson R, Platt R, Simon G, et al. Using Electronic Health Record Data in Pragmatic Clinical Trials: Additional Resources. In: Rethinking Clinical Trials: A Living Textbook of Pragmatic Clinical Trials. Bethesda, MD: NIH Pragmatic Trials Collaboratory. Available at: https://rethinkingclinicaltrials.org/chapters/design/using-electronic-health-record-data-pragmatic-clinical-trials-top/additional-resources/. Updated October 7, 2025. DOI: 10.28929/038.

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