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Living Textbook of
Pragmatic Clinical Trials

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Rethinking Clinical Trials

A Living Textbook of Pragmatic Clinical Trials

  • Design
    • What is a Pragmatic Clinical Trial?
    • Decentralized Pragmatic Clinical Trials
    • Developing a Compelling Grant Application
    • Experimental Designs and Randomization Schemes
    • Endpoints and Outcomes
    • Analysis Plan
    • Using Electronic Health Record Data
    • Building Partnerships and Teams to Ensure a Successful Trial
    • Intervention Delivery and Complexity
    • Patient Engagement
  • Data, Tools & Conduct
    • Assessing Feasibility
    • Acquiring Real-World Data
    • Assessing Fitness-for-Use of Real-World Data
    • Study Startup
    • Participant Recruitment
    • Monitoring Intervention Fidelity and Adaptations
    • Patient-Reported Outcomes
    • Clinical Decision Support
    • Mobile Health
    • Electronic Health Records–Based Phenotyping
    • Navigating the Unknown
  • Dissemination & Implementation
    • Data Sharing and Embedded Research
    • Dissemination Approaches for Different Audiences
    • Implementation
    • End-of-Trial Decision-Making
  • Ethics & Regulatory
    • Privacy Considerations
    • Identifying Those Engaged in Research
    • Collateral Findings
    • Consent, Disclosure, and Non-Disclosure
    • Data and Safety Monitoring
    • Ethical Considerations of Data Sharing in Pragmatic Clinical Trials
    • Ethics for AI and ML
    • IRB Responsibilities and Procedures

Data-sharing Policy at the NIH, Collaboratory, and HEAL

CHAPTER SECTIONS

Data Sharing and Embedded Research


Section 5


Data-sharing Policy at the NIH, Collaboratory, and HEAL

Expand Contributors

Kayte Spector-Bagdady, JD, MBe

Contributing Editor
Karen Staman, MS

The goal of the Final NIH Policy for Data Management and Sharing is to “maximize the appropriate sharing of scientific data.” Shared data should be of sufficient quality to validate and replicate research findings, regardless of whether the data are used to support scholarly publications.” The policy “does not create a uniform requirement to share all scientific data” in order to preserve “necessary flexibility,” but makes several key suggestions including that:

  1. Any limitations on subsequent uses of data should be communicated to sharing platforms; and
  2. Access to scientific data should be “controlled, even if de-identified and lacking explicit limitations on subsequent use” and the policy “strongly encourages the use of established repositories to the extent possible.”

It also emphasizes that nothing in the policy is intended to prevent sharing practices “consistent with consent practices, established norms, and applicable law” including open-sharing to speed scientific progress.

Under the NIH Pragmatic Trials Collaboratory Data Sharing Policy investigators must share, at a minimum, a final de-identified research data set upon which the accepted primary pragmatic trial publication is based. They must also choose the least restrictive method for sharing of research data that provides appropriate protection for participant privacy, health system privacy, and scientific integrity.

The goal of the HEAL Public Access and Data Sharing policy is to ensure that “underlying primary data should be made as widely and freely available as possible while safeguarding the privacy of participants and protecting confidential and propriety data.” Just like the Collaboratory policy, it defines “underlying primary data” as those used to support publications. Although not “proscriptive,” it suggests that primary data should be made “broadly available through an appropriate data repository…” It states that an “appropriate” data sharing plan includes that data should be de-identified (as defined by HIPAA), but that de-identified data that “contain sensitive information” be additionally deposited in controlled-access repositories. There is no definition included for sensitive information, but the goal of the requirement was to give an additional layer of protection for potentially stigmatizing information.

Previous Section Next Section

 

SECTIONS

CHAPTER SECTIONS

sections

  1. Introduction
  2. Data Sharing Concerns
  3. Data Sharing Solutions for Embedded Research
  4. Patient Perspectives on Data Sharing
  5. Data-sharing Policy at the NIH, Collaboratory, and HEAL
  6. Incentive Structure and Citations for Data Sets
  7. Preparing for Data Sharing
  8. Moving Forward
  9. Additional Resources
  10. FAQ

Resources

HEAL Data Sharing Checklist

This checklist guides investigators through the necessary steps to comply with the HEAL Public Access and Data Sharing Policy.

HEAL-Compliant Repository Selection Guide

List of compliant destinations for HEAL data.

NIH Health Care Systems Research Collaboratory Data Sharing Policy (Nov. 12, 2024)

Final NIH Policy for Data Management and Sharing (NOT-OD-21-013) (Oct. 29, 2020)

HEAL Public Access and Data Sharing (Apr. 9, 2020)


Version History

February 25, 2025: Updated hyperlinks (change made by G. Uhlenbrauck).

Published March 14, 2023

current section :

Data-sharing Policy at the NIH, Collaboratory, and HEAL

  1. Introduction
  2. Data Sharing Concerns
  3. Data Sharing Solutions for Embedded Research
  4. Patient Perspectives on Data Sharing
  5. Data-sharing Policy at the NIH, Collaboratory, and HEAL
  6. Incentive Structure and Citations for Data Sets
  7. Preparing for Data Sharing
  8. Moving Forward
  9. Additional Resources
  10. FAQ

Citation:

Spector-Bagdady K. Data Sharing and Embedded Research: Data-sharing Policy at the NIH, Collaboratory, and HEAL. In: Rethinking Clinical Trials: A Living Textbook of Pragmatic Clinical Trials. Bethesda, MD: NIH Pragmatic Trials Collaboratory. Available at: https://rethinkingclinicaltrials.org/chapters/dissemination/data-share-top/data-sharing-policy-at-nih-collaboratory-and-heal/. Updated December 3, 2025. DOI: 10.28929/213.

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