Statistical Design Considerations

Experimental Designs and Randomization Schemes

Section 2

Statistical Design Considerations


Elizabeth R. DeLong, PhD

For the NIH Health Care Systems Collaboratory Biostatistics and Study Design Core


Contributing Editors

Jonathan McCall, MS

Damon M. Seils, MA

Although PCTs do not necessarily require a specific statistical design approach, both the kinds of questions PCTs are designed to answer and the settings in which they take place may tend to favor certain approaches, such as cluster randomization. The nature of the interventions they seek to test, which may involve healthcare delivery changes, might be better implemented through randomization at the practice, clinic, or even hospital level.

In the following sections, we will examine key considerations in statistical study design and analysis for PCTs.

Unit of Randomization

A key design factor for PCTs is the choice of unit of randomization. For traditional RCTs, the unit of randomization is generally the individual trial participant or patient, and each individual is randomized to receive an experimental intervention, a comparator therapy, or a placebo. For cluster randomized trials, the unit of randomization can take place at the level of the physician, practice, hospital, health system, city block, or other unit that comprises multiple patients/participants.

Case Example: Unit of Randomization vs Unit of Measurement

The “Time to Reduce Mortality in End-Stage Renal Disease” (TiME) trial, an NIH Collaboratory Demonstration Project, provides an example of the difference between the unit of randomization and the unit of measure typical of cluster randomized trials.

In the TiME trial, participating dialysis clinics providing care to patients with end-stage renal disease were randomly assigned to provide one of two interventions: an “extended” period of hemodialysis for a minimum of 4.25 hours or standard care. The trial was designed to evaluate whether the extended period of dialysis would be associated with better survival and quality-of-life outcomes. Thus, the unit of randomization for TiME was the dialysis clinic, but the measurements of interest were the outcomes of individual patients.



Version History

January 16, 2019: Added a Resources box and made nonsubstantive changes to the text as part of the annual content update (changes made by D. Seils).

Published August 25, 2017


DeLong ER. Experimental Designs and Randomization Schemes: Statistical Design Considerations. In: Rethinking Clinical Trials: A Living Textbook of Pragmatic Clinical Trials. Bethesda, MD: NIH Health Care Systems Research Collaboratory. Available at: Updated January 16, 2019. DOI: 10.28929/003.