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NIH Collaboratory
Living Textbook of
Pragmatic Clinical Trials

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Rethinking Clinical Trials

A Living Textbook of Pragmatic Clinical Trials

  • Design
    • What is a Pragmatic Clinical Trial?
    • Decentralized Pragmatic Clinical Trials
    • Developing a Compelling Grant Application
    • Experimental Designs and Randomization Schemes
    • Endpoints and Outcomes
    • Analysis Plan
    • Using Electronic Health Record Data
    • Building Partnerships and Teams to Ensure a Successful Trial
    • Intervention Delivery and Complexity
    • Patient Engagement
  • Data, Tools & Conduct
    • Assessing Feasibility
    • Acquiring Real-World Data
    • Assessing Fitness-for-Use of Real-World Data
    • Study Startup
    • Participant Recruitment
    • Monitoring Intervention Fidelity and Adaptations
    • Patient-Reported Outcomes
    • Clinical Decision Support
    • Mobile Health
    • Electronic Health Records–Based Phenotyping
    • Navigating the Unknown
  • Dissemination & Implementation
    • Data Sharing and Embedded Research
    • Dissemination Approaches for Different Audiences
    • Implementation
    • End-of-Trial Decision-Making
  • Ethics & Regulatory
    • Privacy Considerations
    • Identifying Those Engaged in Research
    • Collateral Findings
    • Consent, Disclosure, and Non-Disclosure
    • Data and Safety Monitoring
    • Ethical Considerations of Data Sharing in Pragmatic Clinical Trials
    • Ethics for AI and ML
    • IRB Responsibilities and Procedures

Additional Resources – ARCHIVED

CHAPTER SECTIONS

Experimental Designs and Randomization Schemes


Section 9

Additional Resources – ARCHIVED

Expand Contributors

Patrick J. Heagerty, PhD
Elizabeth R. DeLong, PhD
For the NIH Health Care Systems Research Collaboratory Biostatistics and Study Design Core

Contributing Editors
Damon M. Seils, MA
Jonathan McCall, MS

This biostatistical research tool set includes a series of guidance documents developed by the Collaboratory Biostatistics and Study Design Core. These documents, which focus on detailed aspects of statistical design for conducting pragmatic clinical trials, provide a synthesis of current developments, discuss possible future directions, and, where appropriate, make recommendations for application to pragmatic clinical research.

  • Key Issues in Extracting Usable Data from Electronic Health Records for Pragmatic Clinical Trials
  • The Intraclass Correlation Coefficient
  • Unequal Cluster Sizes in Cluster-Randomized Clinical Trials
  • Pair-Matching vs Stratification in Cluster-Randomized Trials
  • Frailty Models in Cluster-Randomized Trials
  • Small-Sample Robust Variance Correction for Generalized Estimating Equations for Use in Cluster-Randomized Trials

In 2019, NIH Health Care Systems Research Collaboratory held a comprehensive workshop to explore and discuss statistical issues encountered with embedded pragmatic clinical trials (ePCTs). The Workshop Summary describes panel discussions with the principal investigators and statisticians of NIH Collaboratory Trials and the challenges and solutions encountered during the design and analysis of their trials.

The 4 panel discussions covered the following topics:

  • Measurement and Data: Outcomes, Exposures, and Subgroups Based on EHR Data
  • To Cluster or Not to Cluster?
  • Choosing a Parallel Group or Stepped-Wedge Design
  • Unique Complications

This Workshop Summary also provides lessons learned and recommends tools to help others design and analyze future ePCTs. For more on the design and analysis of pragmatic clinical trials, see the tools provided by the Biostatistics and Study Design Core.

The Biostatistics and Study Design Core wishes to thank David M. Murray, PhD, Director, Office of Disease Prevention, National Institutes of Health, for his invaluable input into the creation of the research tools.

Previous Section

SECTIONS

CHAPTER SECTIONS

sections

  1. Introduction – ARCHIVED
  2. Statistical Design Considerations – ARCHIVED
  3. Cluster Randomized Trials – ARCHIVED
  4. Randomization Methods – ARCHIVED
  5. Choosing Between Cluster and Individual Randomization – ARCHIVED
  6. Alternative Cluster Randomized Designs – ARCHIVED
  7. Concealment and Blinding – ARCHIVED
  8. Designing to Avoid Identification Bias – ARCHIVED
  9. Additional Resources – ARCHIVED


Version History

July 2, 2020: Minor corrections to layout and formatting (changes made by D. Seils).

May 27, 2020: Added Heagerty to the contributors list and reordered the sections of this chapter as part the annual content update (changed made by D. Seils).

April 21, 2020: Added information about the NIH Collaboratory Workshop on the Design and Analysis of Embedded Pragmatic Trials (changes made by K. Staman).

Published August 25, 2017.

current section :

Additional Resources – ARCHIVED

  1. Introduction – ARCHIVED
  2. Statistical Design Considerations – ARCHIVED
  3. Cluster Randomized Trials – ARCHIVED
  4. Randomization Methods – ARCHIVED
  5. Choosing Between Cluster and Individual Randomization – ARCHIVED
  6. Alternative Cluster Randomized Designs – ARCHIVED
  7. Concealment and Blinding – ARCHIVED
  8. Designing to Avoid Identification Bias – ARCHIVED
  9. Additional Resources – ARCHIVED

Citation:

Heagerty PJ, DeLong ER; for the NIH Health Care Systems Research Collaboratory Biostatistics and Study Design Core. Experimental Designs and Randomization Schemes: Additional Resources – ARCHIVED. In: Rethinking Clinical Trials: A Living Textbook of Pragmatic Clinical Trials. Bethesda, MD: NIH Pragmatic Trials Collaboratory. Available at: https://rethinkingclinicaltrials.org/chapters/design/experimental-designs-randomization-schemes-top/additional-resources/. Updated January 16, 2024. DOI: 10.28929/008.

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