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Living Textbook of
Pragmatic Clinical Trials

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Rethinking Clinical Trials

A Living Textbook of Pragmatic Clinical Trials

  • Design
    • What is a Pragmatic Clinical Trial?
    • Decentralized Pragmatic Clinical Trials
    • Developing a Compelling Grant Application
    • Experimental Designs and Randomization Schemes
    • Endpoints and Outcomes
    • Analysis Plan
    • Using Electronic Health Record Data
    • Building Partnerships and Teams to Ensure a Successful Trial
    • Intervention Delivery and Complexity
    • Patient Engagement
  • Data, Tools & Conduct
    • Assessing Feasibility
    • Acquiring Real-World Data
    • Assessing Fitness-for-Use of Real-World Data
    • Study Startup
    • Participant Recruitment
    • Monitoring Intervention Fidelity and Adaptations
    • Patient-Reported Outcomes
    • Clinical Decision Support
    • Mobile Health
    • Electronic Health Records–Based Phenotyping
    • Navigating the Unknown
  • Dissemination & Implementation
    • Data Sharing and Embedded Research
    • Dissemination Approaches for Different Audiences
    • Implementation
    • End-of-Trial Decision-Making
  • Ethics & Regulatory
    • Privacy Considerations
    • Identifying Those Engaged in Research
    • Collateral Findings
    • Consent, Disclosure, and Non-Disclosure
    • Data and Safety Monitoring
    • Ethical Considerations of Data Sharing in Pragmatic Clinical Trials
    • Ethics for AI and ML
    • IRB Responsibilities and Procedures

Outcomes Measured via the Electronic Health Record

CHAPTER SECTIONS

Choosing and Specifying Endpoints and Outcomes


Section 3

Outcomes Measured via the Electronic Health Record

Expand Contributors

Lesley Curtis, PhD
Keith A. Marsolo, PhD
Adrian F. Hernandez, MD, MHS
Kevin P. Weinfurt, Ph

Contributing Editor
Karen Staman, MS

The identification of outcomes within EHRs may be easier when computable phenotypes have been created for the conditions of interest. As described in the Electronic Health Records–Based Phenotyping chapter of the Living Textbook, "a computable phenotype is a clinical condition, characteristic, or set of clinical features that can be determined solely from data in EHRs and ancillary data sources and does not require chart review or interpretation by a clinician.… For a phenotype definition to be valid, it must identify the condition for which it was developed and meet the desired degrees of sensitivity and specificity."

Watch the video module: Defining Outcomes With Electronic Health Record Data

The NIH Collaboratory’s Electronic Health Records Core, which includes representatives from the NIH Collaboratory Trials, has published an article describing approaches for using "phenotypes" data to identify clinically equivalent populations across multiple sites, includiong how to assess whether the data collected from healthcare systems are comparable, valid, and reliable (Richesson et al. 2013).

Some key questions and considerations related to outcomes within EHRs include the following:

  • Is the outcome a medically significant such that a patient would seek care?
    • Will the endpoint be medically attended?
    • Does it require hospitalization?
    • Is the treatment for the outcome generally provided in inpatient or outpatient settings?
      • Outpatient events may include diagnoses that justify a specific test order, also called a "rule out," and rule-out diagnoses might not indicate true outcomes.
  • What is the intensity of medical care?
    • If high, as with a myocardial infarction, then there will be a clear record in claims and/or EHR data.
    • If low, as with the gout example, there may or may not be a record of the event. A solution to this problem is to use a PRO, and reach out to the participant at specified intervals.
  • Where would the signal show up?
    • EHR (laboratory values, treatments, etc.)
    • Claims data (does the event generate a bill?)
    • Both
  • What sensitivity is required?
    • Conditions may not be consistently and reliably recorded.
  • Will the data be structured or unstructured?
    • If structured, the data may be usable as is.
    • If unstructured, some work will need to be done to ensure the data are captured in a uniform way. (Prompts can be added to the EHR system, artificial intelligence and large language models can be used, clinicians can be given special training, etc.)
  • Are there overlapping conditions (eg, chest pain and unstable angina)?
    • The data may need adjudication, especially if they are claims data.

An additional consideration, discussed in greater detail in the Using Electronic Health Record Data in Pragmatic Clinical Trials of the Living Textbook, is the ability to capture outcomes from a number of different sources over time. For example, in the Aspirin Dosing: A Patient-Centric Trial Assessing Benefits and Long-term Effectiveness (ADAPTABLE) trial, patients enroll through an online portal, which also provides online consent and randomization. Data collected during routine care are used in the study, however, to capture complete information about all outcomes—which include myocardial infarction, mortality, and hospitalizations—participants are asked to login to the portal and report hospitalizations. If the patient does not go back to the portal, the call center at the Duke Clinical Research Institute calls for follow up.

For more the Food and Drug Administration has issued a guidance that discusses selection of data sources, development and validation of definitions for study design elements, and data traceability and quality when using data from the EHR (FDA 2025). The EHR Core has also developed the following the Living Textbook Chapters:

  • Using Electronic Health Record Data in Pragmatic Clinical Trials
  • Acquiring Real-World Data
  • Assessing Fitness-for-Use of Real-World Data

 

Previous Section Next Section

SECTIONS

CHAPTER SECTIONS

sections

  1. Introduction
  2. Meaningful Endpoints
  3. Outcomes Measured via the Electronic Health Record
  4. Inpatient Endpoints in Pragmatic Clinical Trials
  5. Using Death as an Endpoint
  6. Outcomes Measured via Digital Health Technology
  7. Outcomes Measured via Direct Patient Report

Resources

For information on challenges and prerequisites to using EHR data, see the article Enhancing the use of EHR systems for pragmatic embedded research: lessons from the NIH Health Care Systems Research Collaboratory

For more on what to measure when using EHR data, view the Living Textbook Grand Rounds Series: Choosing What to Measure and Making it Happen: Your Keys to Pragmatic Trial Success (Devon Check, PhD; Rachel Richesson, PhD)

Using Clinical Data to Advance Discovery; NIH Collaboratory EHR Workshop Video Module (17:10)

Dr. Josh Denny of the NIH’s All of Us Research Program describes how researchers are building powerful algorithms for use across EHR systems to advance clinical research.

REFERENCES

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Richesson RL, Hammond WE, Nahm M, et al. 2013. Electronic health records based phenotyping in next-generation clinical trials: a perspective from the NIH Health Care Systems Collaboratory. J Am Med Inform Assoc. 20(e2):e226-e231. doi:10.1136/amiajnl-2013-001926. PMID: 23956018.

 

Real-World Data: Assessing Electronic Health Records and Medical Claims Data To Support Regulatory Decision-Making for Drug and Biological Products. FDA Guidance for Industry. 2025. [accessed 2026 Feb 26]. https://www.fda.gov/regulatory-information/search-fda-guidance-documents/real-world-data-assessing-electronic-health-records-and-medical-claims-data-support-regulatory

 

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Version History

March 2, 2026: Updated as part of annual review (changes made by K. Staman).

September 30, 2022: Made minor nonsubstantive text edits and added resources to the Resource Bar (changes made by K. Staman and L. Stewart).

January 22, 2021: Added embedded video (change made by G. Uhlenbrauck).

July 2, 2020: Added a callout to the new Electronic Health Records–Based Phenotyping chapter; and made minor corrections to layout and formatting (changes made by D. Seils).

December 4, 2018: Added key questions (changes made by K. Staman).

Published August 25, 2017

current section :

Outcomes Measured via the Electronic Health Record

  1. Introduction
  2. Meaningful Endpoints
  3. Outcomes Measured via the Electronic Health Record
  4. Inpatient Endpoints in Pragmatic Clinical Trials
  5. Using Death as an Endpoint
  6. Outcomes Measured via Digital Health Technology
  7. Outcomes Measured via Direct Patient Report

Citation:

Curtis L, Hernandez A, Weinfurt K. Choosing and Specifying Endpoints and Outcomes: Outcomes Measured via the Electronic Health Record. In: Rethinking Clinical Trials: A Living Textbook of Pragmatic Clinical Trials. Bethesda, MD: NIH Pragmatic Trials Collaboratory. Available at: https://rethinkingclinicaltrials.org/chapters/design/choosing-specifying-end-points-outcomes/post-6030/. Updated March 12, 2026. DOI: 10.28929/011.

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