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Living Textbook of
Pragmatic Clinical Trials

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Rethinking Clinical Trials

A Living Textbook of Pragmatic Clinical Trials

  • Design
    • What is a Pragmatic Clinical Trial?
    • Decentralized Pragmatic Clinical Trials
    • Developing a Compelling Grant Application
    • Experimental Designs and Randomization Schemes
    • Endpoints and Outcomes
    • Analysis Plan
    • Using Electronic Health Record Data
    • Building Partnerships and Teams to Ensure a Successful Trial
    • Intervention Delivery and Complexity
    • Patient Engagement
  • Data, Tools & Conduct
    • Assessing Feasibility
    • Acquiring Real-World Data
    • Assessing Fitness-for-Use of Real-World Data
    • Study Startup
    • Participant Recruitment
    • Monitoring Intervention Fidelity and Adaptations
    • Patient-Reported Outcomes
    • Clinical Decision Support
    • Mobile Health
    • Electronic Health Records–Based Phenotyping
    • Navigating the Unknown
  • Dissemination & Implementation
    • Data Sharing and Embedded Research
    • Dissemination Approaches for Different Audiences
    • Implementation
    • End-of-Trial Decision-Making
  • Ethics & Regulatory
    • Privacy Considerations
    • Identifying Those Engaged in Research
    • Collateral Findings
    • Consent, Disclosure, and Non-Disclosure
    • Data and Safety Monitoring
    • Ethical Considerations of Data Sharing in Pragmatic Clinical Trials
    • Ethics for AI and ML
    • IRB Responsibilities and Procedures

Ongoing Challenges for Respecting the Autonomy of Participants and Sharing Data From PCTs

CHAPTER SECTIONS

Ethical Considerations of Data Sharing in Pragmatic Clinical Trials


Section 3

Ongoing Challenges for Respecting the Autonomy of Participants and Sharing Data From PCTs

Expand Contributors

Kayte Spector-Bagdady, JD, MBE

Contributing Editor

Karen Staman, MS

The three types of informed consent described in Section 1 can be at odds when thought of in the context of a comprehensive research policy. This is because they acknowledge these three underlying premises at the same time:

  1. Participants have a right to know that their data and specimens might be stripped of identifiers and used for future research (under informed consent); and
  2. Participants have a right to opt out of future identifiable research (under broad consent); however,
  3. If researchers do not ask participants for consent in the first place, a waiver of consent for minimal risk and de-identified research does not adversely affect their rights (Lynch et al., 2019).

The tension between these three premises, and the general use of a waiver of consent for PCTs, highlight a difference in the respect for participant autonomy as between (1) participants whose data was generated/used via research that included a comprehensive informed consent process including consenting to future de-identified research as compared to (2) participants whose data was generated/used via a PCTs with a waiver of consent where explicit informed consent for future de-identified research was not obtained.

Even when datasets are made from data made up of contributors who “consented” via the conditions mentioned above, the “risk” of future use of these data is based on whether the data are de-identified or not. Stated a different way, all data – whether the participants provided full consent and gave consent to future de-identified research or there was no explicit  consent at all – are treated the same on the basis of whether or not they are identified, not whether or not the contributors actually consented.

Identified vs. de-identified is not a consent-sensitive assessment, as shown in the figure. Therefore patients whose data are systematically collected and analyzed under the auspices of a PCT with a waiver of consent may simultaneously be a) unaware they are involved in a research protocol and b) have not consented to share the underlying primary data generated in this research for future research as IRBs require of other studies involving human participants. Some of the information could be highly sensitive, such as containing information about opioid use, HIV status, and other information that could cause harm if used inappropriately. The next section, Respect for Persons and Data Sharing, explores the impact of waivers/alterations on fulfilling the ethical obligation of respect when sharing data.

Previous Section Next Section

SECTIONS

CHAPTER SECTIONS

sections

  1. Introduction
  2. The Human Subjects Research Regulations and Data Sharing
  3. Ongoing Challenges for Respecting the Autonomy of Participants and Sharing Data From PCTs
  4. Respect for Persons and Data Sharing

Resources

Grand Rounds

Data Sharing and Pragmatic Clinical Trials: Law & Ethics Amidst a Changing Policy Landscape (Stephanie Morain, PhD, MPH; Kayte Spector-Bagdady, JD, MBioethics)

REFERENCES

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Lynch HF, Wolf LE, Barnes M. Implementing Regulatory Broad Consent Under the Revised Common Rule: Clarifying Key Points and the Need for Evidence. J Law Med Ethics. 2019 Jun;47(2):213-231.

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Version History

February 6, 2025: Minor corrections to the text (changes made by K. Staman)

Published on April 3, 2023

current section :

Ongoing Challenges for Respecting the Autonomy of Participants and Sharing Data From PCTs

  1. Introduction
  2. The Human Subjects Research Regulations and Data Sharing
  3. Ongoing Challenges for Respecting the Autonomy of Participants and Sharing Data From PCTs
  4. Respect for Persons and Data Sharing

Citation:

Ethical Considerations of Data Sharing in Pragmatic Clinical Trials: Ongoing Challenges for Respecting the Autonomy of Participants and Sharing Data From PCTs. In: Rethinking Clinical Trials: A Living Textbook of Pragmatic Clinical Trials. Bethesda, MD: NIH Pragmatic Trials Collaboratory. Available at: https://rethinkingclinicaltrials.org/chapters/ethics-and-regulatory/ethical-considerations-of-data-sharing-in-pragmatic-clinical-trials/ongoing-challenges-for-respecting-the-autonomy-of-participants-and-sharing-data-from-pcts/. Updated February 24, 2026. DOI: 10.28929/216.

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