Introduction

Analysis Plan


Section 1

Introduction

A pragmatic clinical trial (PCT) can pose challenges during both the study design phase and the analysis phase (Cook et al 2016). This chapter discusses several important statistical considerations for the analysis of PCTs, especially PCTs that use cluster randomization. (For topics related to study design, see the Experimental Designs and Randomization Schemes chapter.)

Key to the transparency and reproducibility of the analysis of any clinical trial is a prespecified statistical analysis plan (SAP). The SAP need not be a standalone document, and it should be read together with the trial protocol (Gamble et al 2017). For a pragmatic trial, the SAP should include the standard elements of a conventional trial SAP—including the background and rationale of the trial, the study methods, the statistical principles, the trial population, and the analysis—while also addressing the unique features of the trial’s real-world setting. These features include clearly defined estimands, secondary use of real-world data sources (such as electronic health records [EHRs]), measurement of implementation fidelity, and consideration of heterogeneity of treatment effects.

For a discussion of reporting guidelines relevant to pragmatic trials, see the Reporting to the Scientific Community section of the Living Textbook. Others have described the development of guidelines for the content of SAPs for cluster randomized trials (CRTs), including those with stepped-wedge and cluster-crossover designs (Hemming et al 2025), and have reviewed the quality of reporting of SAPs for CRTs (Thompson et al 2025).

The NIH Collaboratory’s Biostatistics and Study Design Core developed a Statistical Analysis Plan Template, which provides a starting point for research teams designing a new trial. The Table below links to real-world SAPs from the NIH Collaboratory Trials, which have a variety of trial designs.

Table. SAPs From the NIH Collaboratory Trialsa

Trial Design Unit of Randomization Protocol
and/or SAP
ABATE Infection Parallel CRT Hospital Link
ACP PEACE Stepped-wedge CRT Clinic Link
BackInAction IRGT trial Patient Link
EMBED Parallel CRT Emergency department Link
FM-TIPS Parallel CRT Clinic Link
ICD-Pieces Parallel CRT Clinic Link
INSPIRE
(abdominal)
Parallel CRT Hospital Link
INSPIRE
(skin and soft tissue)
Parallel CRT Hospital Link
LIRE Stepped-wedge CRT Clinic Link
Nudge Individually randomized trial Patient Link
PPACT Parallel CRT Clinic Link
PRIM-ER Stepped-wedge CRT Emergency department Link
PROVEN Parallel CRT Nursing home Link
SPOT Individually randomized trial Patient Link
STOP CRC Parallel CRT Clinic Link
TiME Parallel CRT Dialysis facility Link
TSOS Stepped-wedge CRT Trauma center Link

Abbreviations: CRT, cluster randomized trial; IRGT, individually randomized group treatment; SAP, statistical analysis plan.
a The SAPs listed in the table are from NIH Collaboratory Trials for which the primary results have been published. Learn more about the NIH Collaboratory Trials.

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REFERENCES

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Cook AJ, Delong E, Murray DM, Vollmer WM, Heagerty PJ. 2016. Statistical lessons learned for designing cluster randomized pragmatic clinical trials from the NIH Health Care Systems Collaboratory Biostatistics and Design Core. Clin Trials. 13:504-512. doi:10.1177/1740774516646578. PMID: 27179253.

Gamble C, Krishan A, Stocken D, et al. 2017. Guidelines for the content of statistical analysis plans in clinical trials. JAMA. 318(23):2337-2343. doi: 10.1001/jama.2017.18556. PMID: 29260229.

Hemming K, Thompson JY, Hooper RL, et al. 2025. Guidelines for the content of statistical analysis plans in clinical trials: Protocol for an extension to cluster randomized trials. Trials. 26(1):72. doi: 10.1186/s13063-025-08756-3. PMID: 40011934.

Thompson JY, Shaw J, Watson SI, et al. 2025. Review of the quality of reporting of statistical analysis plans for cluster randomized trials. J Clin Epidemiol. 181:111726. doi: 10.1016/j.jclinepi.2025.111726. PMID: 39961476.

 


Version History

Published July 2, 2026

Citation:

Heagerty PJ, Turner EL; for the NIH Pragmatic Trials Collaboratory Biostatistics and Study Design Core. Analysis Plan: Introduction. In: Rethinking Clinical Trials: A Living Textbook of Pragmatic Clinical Trials. Bethesda, MD: NIH Pragmatic Trials Collaboratory. Available at: https://rethinkingclinicaltrials.org/chapters/design/analysis-plan-top/analysis-plan-introduction-v-2/. Updated August 4, 2026. DOI: 10.28929/299.